Hit enter to search or ESC to close

Considerations for Directors of Regulated Financial Services Providers

Director Factsheets

This Factsheet is in collaboration with McCann FitzGerald

The factsheet explains the key legal and regulatory duties of directors of regulated financial services providers in Ireland, and outlines practical steps directors should take to evidence compliance. It outlines directors’ main legal and regulatory duties under Irish law, focusing on acting honestly, avoiding conflicts of interest, and ensuring compliance with both company and financial services regulations. It also gives practical tips for directors to show they are meeting these obligations, such as keeping good records, staying up to date with training, and engaging openly with regulators.